Premium Client Services

(by invitation only)

Corporate Finance Advisory Services

"Access unlimited capital in the U.S. Private as well as Public capital markets, on your terms."

Most private middle-market operating, and real estate development, companies do not realize they can access literally unlimited amounts of capital on their terms in the U. S. private as well as public capital markets.

Many think they need to sell their common voting equity and lose control to access it. The reality is contrary to that position. One can sell hybrid equity or debt securities, such as non-convertible preferred stock, notes or bonds. However, one must become “broker dealer ready” to accomplish this task.

As former Wall Street investment bankers (broker-dealers) and experts in accounting, audit, corporate governance, deal structuring, securities offering document production, regulatory compliance, and information technology, we are intimately familiar with the criteria employed by institutional sources of capital looking to fund “quality deal flow”.

Large Wall Street investment banks have an insatiable appetite for quality companies to capitalize, either privately or publicly. However, the vast majority of private middle-market firms are not broker-dealer ready. Through our Corporate Finance Advisory Services, we can make your company broker-dealer ready and highly attractive for their capitalization services.

We serve both sides of the capital equation table; middle-market companies seeking to expand but are in dire need of substantial amounts of capital to do so and Wall Street investment banks/broker-dealers seeking clients who qualify for their capitalization services or “quality deal flow”.

Given the increasing economic, geopolitical, and banking challenges, harnessing the securities industry to access unlimited amounts of capital from the private, or public, capital markets is one of the most difficult things your company will ever do, due the complicated and regulated nature of the securities industry.

In addition, the proper financial modeling, company valuation, deal structuring, securities creation, due diligence, legal, accounting, and audit up-front fees can run anywhere from $2,000,000 to $3,000,000, depending on many factors regarding the company seeking capital. In addition, broker-dealers will charge sales commissions as success fees, and garner warrants to purchase the securities being sold, as a mandate to engage a client firm for capitalization.

It appears to be a very difficult and costly process, in terms of both time and money, primarily in the earliest of the beginning stages.

This is why many companies do not attempt to use U. S. private, as well as public securities markets as a primary source of capital.

However, like launching a rocket into space, it takes an incredible amount of effort (time and money) from the engineering stage to reach the stratosphere after launch. Once there, you can move with power and ease, while lowering the overall cost of capital over time.

Providing your company with a solid launch pad and a precise flight plan is our expertise.

You will have access to unlimited amounts of capital, assuming you are proficient in proper capital stewardship and operational or asset management.

At the end-of-the-day, this is not only the “Next Level” for most private middle-market companies, but also the “Last Level”, unless they choose to go public through an IPO of their common class A voting stock.

If you are ready to take this incredible ride, please contact us below.

Qualifying Standards

Minimums

$100M for Operating Companies.

$500M for REITs.

Proceedings

No criminal or significant civil legal proceedings against the officers, directors or the company currently or within the last year.

Regulatory

No administrative actions from any regulatory body currently or within the last year.

Institutional Standard Processes

There are five professional functions of a securities offering, which include:

The Senior Management Team who produces the business plan along with other SEC-required disclosures;
The Investment Banker who places a valuation on the company, pre- and post-capital, then structures the securities to meet current market demand;
The Accountant who produces the pro forma financial projections and historical financial records;
The Attorney who produces the legal disclaimers, securities offering document(s) and the legal opinion letter; and
The Stockbroker who sells the securities to individual, as well as institutional investors.

The Investment Banker and Stockbroker are regulated under an SEC-registered, FINRA Member broker-dealer and cannot be simply “hired”, as one can hire an Accountant or an Attorney, for instance. You must be engaged with the broker-dealer to receive said services.

We guide your Senior Management Team in preparing your company for a broker-dealer engagement. However, we will produce what is necessary so that you do not need a broker-dealer to access the U. S. Private Securities Markets if you choose not to engage one at that stage.

You will need a broker-dealer for a public exchange listing to access the U. S. Public Securities Markets, which is standard, but of course at your direction.

Sources

Contact

Premium Client Services

Our Premium Client Services are limited to a select number of clients annually and are by invitation only.

If you would like to discuss our exclusive services regarding your company’s capitalization needs, please fill in your request for more information and someone from our Client Services Team will respond as soon as possible

Thank you.

Important Disclosure

Commonwealth Capital, LLC and its affiliates do not provide tax, legal or accounting advice. This website, and the material on this website, has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for, tax, legal, or accounting advice. You should consult your own tax, legal, and accounting advisors before engaging in any transaction.