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by Invitation Only

The Blue-Chip Program™ is our flagship service. This program strategically architects and prepares late-stage companies for broker-dealer engagement for a liquidity event within 36 months.  Our Blue-Chip Program™ further assures that late-stage companies become broker-dealer-ready, enabling full access to substantial capital in U.S. private and public securities markets.

Meeting the Rigorous Standards of Wall Street

Many companies are unaware of the stringent standards required to meet Wall Street's expectations. In today’s corporate landscape, achieving operational efficiency and maintaining strict regulatory compliance are essential. This demands sophisticated, tailored technologies that address securities offerings, ongoing compliance, corporate governance, and capital management.

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As a Hybrid Venture Technology Firm, we develop and implement these advanced solutions, ensuring that each company is fully equipped to meet or exceed the rigorous benchmarks set by institutional investors and capital markets.

Our Blue Chip Program™

Many companies underestimate their potential to independently access substantial capital through U.S. private and public securities markets. Achieving "broker-dealer readiness" is crucial for navigating these complex markets.

 

Securing such capital involves significant investment in financial modeling, company valuation, securities creation, corporate governance, and legal compliance—costs that can approach $3 million, depending on the company’s complexities. Broker-dealers often add success fees in cash commissions and discounted warrant coverage, while annual securities compliance costs post-listing can also be substantial.

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Missteps in deal structuring can be costly, primarily if hybrid securities are improperly constructed. Founders risk losing tens or even hundreds of millions of dollars upon exit, and poorly designed deals can lead to excessive equity dilution, diminished valuations, and damaged cap tables. Companies that sell too much of their voting equity early can devalue their stock and limit future growth prospects.

Our Blue-Chip Program™ provides companies with the advanced technologies and strategic guidance necessary to achieve broker-dealer readiness and ensure seamless regulatory compliance.

 

By managing these critical stages efficiently, companies reduce long-term capital costs, improve operational efficiency, and protect their ownership equity and retain governance controls.

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Backed by a team of former Wall Street investment bankers, and experts in accounting, audit, corporate governance, deal structuring, compliance, and today's technological advances, we provide the financial and technological architecture that enables much-needed access to public and private capital markets.

 

We provide critical expertise to middle-market firms aiming to secure significant capital for expansion, while also offering broker-dealers access to well-prepared, high-quality opportunities. This collaborative approach ensures sustainable business growth and strengthens market efficiency.

Need to determine your program path?

Discover the industries we serve with our Blue Chip Program™

Qualifying Standards

Operating Companies pursuing private or public market capitalization must first undergo a comprehensive diagnostic analysis via our Broker-Dealer Readiness Rating System™. This process evaluates their rating and readiness for investment. To be eligible for consideration by our Investment Policy Committee and qualify for our Blue Chip Progam™, businesses must meet our stringent criteria and the following three minimum Qualifying Standards.

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Minimums

Capital requisites must align with the minimum thresholds established for Tier 1 or Tier 2. Additionally, companies must achieve a minimum BB grade on the BDR Rating™, which is derived from our Broker-Dealer Readiness Rating System™ diagnostic analysis. Notably, companies with lower ratings may still be considered, subject to other compensatory qualifications.

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Proceedings

It is requisite that the company, its officers, nor its directors be involved in any criminal or major civil legal proceedings at present or within the preceding year. This critical requirement ensures the integrity and full regulatory compliance of potential partners, strictly aligning with our stringent corporate governance and ethical standards.

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Regulatory

No administrative actions have been imposed by any regulatory body against the company currently or within the last year. This stipulation is crucial to maintaining compliance and upholding our high standards of corporate conduct, ensuring that all potential partners meet the rigorous regulatory expectations set forth by governing authorities.

Check your Qualifications

Each company or project that enters our Blue Chip Program™ for services must first undergo a complete business diagnostics analysis to determine investment readiness against the criteria of being broker-dealer-ready. Click below to discover if your company may qualify for our Blue Chip Program™ to start on your path to access substantial capitalization.

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Technology Focused

Navigating the demanding standards of 21st-century Wall Street necessitates a robust technological approach. Our Venture Tech Operating System™ leverages sophisticated data analytics and financial modeling to empower company leaders. This system facilitates the production of hybrid securities, enabling executives to maintain control over equity ownership while effectively managing the substantial capital required for maximizing value and achieving success.

Capital Sources