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Diagnostics Analysis
Survey Application
USER Rating™ Diagnostics Survey Application for non-US Public Companies ONLY
Important Introduction
Our Global Gateway Program™ is not simply to assist non-U.S. public companies in transitioning to a U.S. exchange, such as NASDAQ or NYSE. More importantly, it is to ensure that, in doing so, your company is fully prepared to meet the rigorous standards of Wall Street. This involves more than just meeting baseline requirements—it demands a sophisticated approach to corporate and financial engineering, designed to mitigate risks, align with regulatory expectations, and position your firm for long-term success in U.S. capital markets.
Navigating the transition from your current public exchange to a U.S. listing requires precision. Market credibility, investor confidence, and regulatory compliance are at the heart of a successful listing. Securities that are not properly structured and aligned with market expectations can lead to significant reputational risks. Those that trade significantly above their issuance price may dilute founding shareholders, while those that trade below can erode investor trust and create liabilities for both the company and its underwriters. These are not hypothetical risks—they are real challenges that must be addressed with expertise and discipline.
At the center of this process is our USER Rating System™, which provides a comprehensive diagnostic analysis of your company’s readiness for a U.S. public exchange listing. This proprietary system evaluates critical aspects of your business, including financial reporting, corporate governance, legal compliance, and operational alignment, to determine your current state of preparedness. The USER Rating™ ensures that no critical step is overlooked, delivering actionable insights to guide your journey to Wall Street.
INSTRUCTION NOTICES
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PLEASE DO NOT CLOSE OR EXIT THIS FORM UNTIL YOU HAVE COMPLETED IT. Your information is not saved until you click the SUBMIT button on the last page.
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When answering financial questions about your business, exact dollar amounts are not (necessarily) required. However, please approximate with as much reasonable accuracy as possible to ensure a correct rating outcome for your company.
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Your USER Rating™ results will be emailed to you within 5-7 business days after completion of the below form.
Please email support @commonwealthcapital.com for any questions or concerns.
DISCLAIMER & DISCLOSURES
All Commonwealth Capital, LLC (“Commonwealth”) the USER Rating™, User Rating Report™, and related reports are subject to certain limitations and disclaimers. Please read these limitations and disclaimers within our Terms and Conditions.
Legal Disclaimer
This report includes critical legal disclosures essential to Commonwealth's operations. This disclaimer is crafted to withstand scrutiny at the highest legal levels and provide comprehensive protection against liability.
BDR Rating™ Definitions and Methodology
The detailed USER Rating™ definitions for each rating scale and category, including those related to broker-dealer engagement readiness, are available at Commonwealth USER Rating™.
Information Reliability and Verification
Commonwealth relies on factual information received from issuers, underwriters, and other credible sources. A reasonable investigation of this information, in accordance with our rating methodology, is conducted, and reasonable verification from independent sources is obtained to the extent available. This investigation and verification scope varies based on jurisdictional practices, public information availability, and access to company-related information. Users of Commonwealth USER Rating™ and USER Rating Reports™ should understand that even enhanced investigations and third-party verifications cannot guarantee the complete accuracy and comprehensiveness of the information relied upon. Ultimately, the accuracy of information remains the responsibility of the company.
Expert Opinions and Forward-Looking Statements
Commonwealth's ratings and reports depend on expert opinions, including those from independent auditors and legal professionals. Ratings and forecasts inherently involve forward-looking statements based on assumptions about future events, which cannot be verified as facts. Consequently, despite current fact verification, future events or conditions may impact ratings and forecasts.
Disclaimer of Warranties and Liability
The information provided in this report is "as is" without any warranty of any kind. Commonwealth does not warrant that the report or its contents will meet the requirements of any recipient. A USER Rating™ is an opinion-based diagnostic analysis reflecting a company's broker-dealer readiness. This opinion is derived from established criteria and continually evaluated and updated methodologies. Therefore, ratings and reports are collective work products, not attributable to individuals or groups.
Limitations of Ratings and Reports
Ratings do not address loss risks other than investment risk unless explicitly stated. Commonwealth does not engage in the offer or sale of securities, and ratings are not recommendations to buy, sell, or hold securities. Ratings do not comment on security price adequacy, investor suitability, or tax implications. The assignment, publication, or dissemination of a rating by Commonwealth does not constitute consent to use its name as an expert in any registration statement.
Advisory and Regulatory Compliance
Commonwealth Capital, LLC and its affiliates do not provide tax, legal, accounting, or investment advice. Commonwealth Capital, LLC is not a licensed Broker-Dealer or a FINRA-licensed Registered Investment Advisor. This report is for informational purposes only and should not be relied upon for tax, legal, accounting, or investment advice. Consult your own advisors before engaging in any transaction. Commonwealth Capital, LLC is not a credit rating agency and is not registered with the U.S. Securities and Exchange Commission as a Nationally Recognized Statistical Rating Organization (NRSRO).