We have been capitalizing Start-up and Early-Stage Companies as their venture capital partner, since 1998.

 

As former Wall Street investment bankers, we create convertible preferred equity to assist small companies in raising $1 – $25 million in equity capital—our sweet spot.

 

These companies become portfolio companies in our Pre-IPO Venture Capital Fund; Commonwealth Capital Income Fund–I. Once in our Venture Capital Fund, these companies are available for further investment by your firm or its investors, for your sales commissions, as co-investors.

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All of our portfolio companies have gone through a due diligence process that also filters for a pre-existing list of potential investors for your Broker Dealer to solicit. In addition, our portfolio companies have a mandate to provide cash for a marketing budget to assist your Broker-Dealer in attracting hundreds if not thousands of additional NEW investors to your firm.

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We’ve invested heavily in our EPEC Platform™, enabling start-up and early-stage companies to self-incubate their capital structure to become the “Quality Deal Flow” sought by Wall Street for IPOs and Corporate America for acquisitions. Hence, these companies inherently become quality deal flow for Broker-Dealers like yours, in the interim and beyond.

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All Broker Dealers receive a 30-day first right of refusal for investments in quality pre-IPO companies.

 

To review our quality deal flow for direct engagement or investment, please fill out the application form on this page.